Governance and Risk Advisory

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  • Process-Based Internal Audits

    • End-to-end review of business processes beyond compliance checklists; identification of control gaps, inefficiencies, revenue leakages, and process risks.

  • IFC, ICFR & SOX Compliance Advisory & Testing

    • Design, implementation, and testing of Internal Financial Controls; ICFR evaluation; SOX compliance support including documentation and walkthroughs.

  • SOP & Risk Control Matrix (RCM) Development

    • Drafting of Standard Operating Procedures; development of Risk Control Matrices; control mapping and accountability framework strengthening.

  • IT System & ITGC Reviews

    • Review of IT general controls, access controls, change management, data integrity, and system security frameworks.

  • Business Continuity & Disaster Recovery Review

    • Assessment of BCP and DR frameworks; evaluation of preparedness, response mechanisms, and operational resilience planning.

  • Risk Heat Mapping & Remediation Planning

    • Identification and prioritization of risks through heat maps; structured mitigation and remediation action planning.

  • Internal Financial Controls Implementation & Monitoring

    • Establishment and ongoing monitoring of financial controls; control testing; governance strengthening.

  • Process Improvement & Cost Reduction Studies

    • Identification of operational inefficiencies; cost optimization strategies; workflow redesign for enhanced productivity.

  • Automation of Selected Processes

    • Implementation of technology-driven solutions to automate repetitive tasks; enhancement of accuracy, efficiency, and control monitoring.

  • CSR Policy Review, Compliance & Impact Assessment

    • Review of CSR policy and framework under Companies Act, 2013; compliance verification; CSR spend validation; project monitoring and impact assessment.

  • NGO Due Diligence & Donor Reporting

    • Financial and governance due diligence of NGOs; verification of fund utilization; preparation of donor reports and compliance certifications.

  • Project Audits & Monitoring & Evaluation (M&E)

    • Audit of development projects; monitoring fund usage; evaluation of project outcomes and performance against objectives.

  • FCRA Audit & Compliance

    • Compliance review under Foreign Contribution Regulation Act; FCRA audits; filing support and regulatory advisory for foreign-funded entities.

  • NGO Registration & Governance Advisory

    • Advisory on registration of trusts, societies, and Section 8 companies; governance framework strengthening; statutory compliance support.

  • Workshops & Capacity Building

    • Training programs for NGOs, CSR teams, and development professionals on governance, compliance, financial management, and impact reporting.

  • Audit of Agreed Upon Procedures (AUPs)

    • Performance of specific agreed procedures; factual findings reports for donors, funding agencies, and regulatory authorities.

  • Audit & Assurance (Statutory, Internal, UCs & AUPs)

    • Statutory and internal audits of NGOs; issuance of Utilization Certificates; agreed-upon procedures engagements; strengthening transparency and accountability.

  • Review of Regulatory Requirements Across Business Functions

    • Comprehensive review of applicable laws and regulations (Companies Act, SEBI, RBI, sectoral laws); mapping compliance obligations across departments.

  • Assessment of Internal Processes vis-à-vis Statutory Obligations

    • Evaluation of internal systems and workflows to ensure alignment with regulatory requirements; identification of control weaknesses.

  • Identification of Compliance Gaps & Risk Exposures

    • Gap analysis of policies, procedures, and controls; assessment of exposure to penalties, litigation, and reputational risk.

  • Compliance Risk Heat Mapping & Control Design

    • Development of compliance risk heat maps; prioritization of high-risk areas; design of mitigating control mechanisms.

  • Advisory for Remediation & Control Implementation

    • Structured remediation plans; policy updates; implementation of corrective controls and monitoring systems.

  • Reporting Framework for Continuous Compliance Monitoring

    • Design of dashboards and reporting templates for management and boards; compliance tracking and escalation mechanisms.

  • Regulatory Inspection Support & Audit Readiness

    • Preparation for inspections by RBI, SEBI, MCA, and other regulators; documentation review; response drafting and compliance support.

  • BRSR Advisory & Sustainability Reporting Support

    • Assistance in Business Responsibility and Sustainability Reporting (BRSR); ESG data validation; sustainability disclosure framework alignment.
 
     
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